- Stock Buy-back Programs
- 10b5-1 Programs
- Collars / Unlisted Options/Exchange Funds
- Marginability on Restricted Stock
- Employee Benefit Plans
- D&O, E&O Insurance policies
- 144 Transactions
- Employee Stock Option Programs (ESOP)
Corporations have unique needs. As part of our process, we perform in-depth engagement
criteria assessments, identifying those needs. National Securities is experienced
and well equipped to work with corporations on a variety of products and services,
ranging from programs which the corporations have created for their employees including
Employee Stock Option Programs (ESOP) and Employee Benefit plans, to the companies'
D&O and E&O insurance. Our investment banking group works closely with corporate
clients in connection with its restricted stock. We assist corporations with the institution of
stock buy-back programs as well as personalized solutions for executive level personnel
which may include working on 10b5-1 programs, collars, unlisted options or exchange
Over the years, we have helped senior executives at client companies
protect and grow the wealth often created by the transactions we manage for them.
Our involvement in your firm's investment banking business enables us to understand
your unique needs as well as those of your executives and your entire workforce.