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Corporate Finance

Contact
Investment Banking

Jonathan C. Rich
Executive Vice President - Head of Investment Banking

212-380-2819
  • IPOs and Follow-On Offerings
  • Structured Finance
  • Bridge Financing
  • Mezzanine Capital
  • Debt Restructuring
  • Private Placements
  • Rights Issues
  • Convertible Offerings

National Securities' Investment Banking group enables each client to raise capital through the appropriate structure for its particular situation.

National Securities has provided its clients with assistance in both initial public and secondary offerings. Our hands-on approach to working with its clients fosters long term relationships that extend beyond the initial transaction. National Securities offers continued aftermarket support through its investment banking group as well as its distribution channels.

Our bridge financing capability provides us with the ability to facilitate the successful closing of a public offering, acquisition or private placement by filling capital gaps rapidly and efficiently. The bridge loans are structured with protective covenants, while at the same time applying our collective knowledge of securities and the financial markets to obtain attractive yields for our investors.

We are experienced in enabling companies to obtain capital through private placements. National Securities specializes in the private placement of debt and equity securities for both public and private companies. Our investment banking team's extensive knowledge of debt and equity structures has enabled National Securities to experience continued success in closing transactions in both favorable and unfavorable markets. National Securities' distribution network and strategic relationships with other investment banking firms gives us a competitive edge by enabling us to place private equity and debt with both high net worth individual clients and institutions.

We use hybrid equity and debt financing to provide the expansion "mezzanine" capital needed by ongoing concerns. Customized solutions also include rights issues to existing shareholders, debt restructuring, and convertible offerings.

As one of our clients, you will benefit from our:

  • Solid business and financial analysis
  • Sophisticated, Wall Street quality advice on transaction structure and execution
  • Senior level, yet personalized, attention
  • In-depth industry and corporate knowledge
  • Extensive relationships with the investment and corporate communities

For more information, please contact:

Jonathan C. Rich
Executive Vice President - Head of Investment Banking

212-380-2819

Copyright © 2011 National Securities Corporation (member FINRA/ SIPC), a National Holdings Corporation company, New York, NY All Rights Reserved