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Why National Securities?

We are committed to helping successful financial advisors make the transition to independence. National offers you all the advantages of being independent as part of a respected organization with a true entrepreneurial spirit.

  • True Independence and Entrepreneurial Culture

    • Low overhead/High payout

    • No proprietary products or quotas

    • Ability to substantially maximize your income from commissions and fees

  • High-Service Level for Brokers

    • Experienced staff of support personnel to minimize day-to-day headaches, so you can focus on your clients

    • Streamlined transition and new account process

  • Full Product Range

    • Equities, fixed income, options

    • Investment Banking (IPO, Pipes, Privates)

    • Insurance/Annuity licensed

    • Wealth management services

    • Registered Investment Advisor (RIA)

    • Futures

    • Alternative Products

    • Mortgages

    • Tax Planning Services

  • Sales/Marketing Support

    • Brochures, newsletters, collateral, and Broker Webpages

    • Independent research

    • Account Management: full featured, user friendly system designed for back office account management and tracking

  • State-of-the-Art Technology

    • Broker friendly web-based service that empowers your business

    • Secure infrastructure to protect your data

    • StreetscapeĀ® professional brokerage technology platform

    • One-stop access for end clients to brokerage accounts, balances, quotes, market data, and trading-from their personal computer, wireless device, or telephone activities

  • Security

    • E&O coverage

    • Excess SIPC

    • National Financial Services

    • COR (backup clearing firm)

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